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一创摩根2013年徐工集团工程机械股份有限公司可转换公司债券公开发行顺利完成

2013年徐工集团工程机械股份有限公司可转换公司债券已于10月25日成功完成发行，并于11月15日在深圳证券交易所上市。本次可转债发行规模为人民币25亿元，6年期，第一年至第六年的票面利率分别为0.8%、1.3%、1.7%、2.3%、2.5%和2.5%，初始转股价格为8.46元/股，发行人主体信用评级为AAA，债项评级AAA，未提供担保。一创摩根与摩根华鑫证券共同担任本次可转债发行联席主承销商及联席账簿管理人。

本次可转债是一创摩根截至目前完成的规模最大的可转债项目。尽管启动发行后，市场环境出现不利情况，本次可转债网下发行部分最终仍获得33倍的超额认购，再次证明了一创摩根在可转债项目上的优势与实力。

Convertible bond offering for XCMG Construction Machinery Co., Ltd. was successfully completed on 25th Oct., 2013 and has been listed on the Shenzhen Stock Exchange since 15th Nov., 2013. The offering size is RMB 2.5 billion (6 years, AAA/AAA rated, no guarantee or collateral). The coupon rate is set as 0.8%, 1.3%, 1.7%, 2.3%, 2.5% and 2.5% for each of the consecutive years. Initial conversion price is RMB 8.46 per share. J.P. Morgan First Capital (“JPMFC”) acted as a joint lead underwriter and joint book-runner with Morgan Stanley Huaxin Securities in this transaction.

The transaction is the largest convertible bond deal completed by JPMFC to date. Though the market turned unfavorable when the offering was launched, the off-line offering was still 33 times oversubscribed. The success of the transaction once again proves JPMFC’s strengths in convertible bond deals and demonstrates our core competitiveness even in challenging situations.